SEDEX/SMETA Audit: Frequently Asked Questions

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In today’s global supply chain, SEDEX and SMETA audits have become essential tools for ensuring corporate compliance with social responsibility standards. Whether addressing labor rights, health and safety, environmental protection, or business ethics, these audits help companies improve transparency and optimize supply chain management. Below are some frequently asked questions to help you better understand the SEDEX and SMETA audit processes.

1. What is SEDEX?

SEDEX (Sedex Members Ethical Trade Audit) is a widely used platform for ethical trade audits across the globe. It enables companies to manage their supply chain data on labor rights, environment, health and safety, and other key areas, improving transparency and responsible business practices. Companies can upload, share, and access data regarding their ethical, environmental, and safety standards through SEDEX.

2. What is SMETA?

SMETA (Sedex Members Ethical Trade Audit) is the ethical trade audit standard developed by SEDEX. It helps businesses assess their compliance with labor standards, health and safety, environmental protection, and business ethics. SMETA audits are one of the most widely applied ethical auditing tools in global supply chains, assisting companies in identifying risks and taking corrective actions.

3. How long does a SEDEX audit take?

The duration of a SEDEX audit depends on factors such as the size of the business, the type of audit, and the auditing body. Generally, the audit process takes anywhere from a few days to several weeks. After the audit, the auditing company requires additional time to prepare and submit the final report, typically taking a few more weeks. The specific time frame can vary depending on the company’s circumstances.

4. What is the cost of a SMETA audit? (What is SMETA Audit Cost?)

The cost of a SEDEX/SMETA audit varies depending on the size of the company, the audit type (such as 2P or 4P), and the auditing body. Generally, a 4P audit is more expensive because it covers a broader range of assessment criteria. Businesses should choose the audit type and auditing organization based on their client’s needs and the requirements of the audit.

5. Do SMETA audit reports need to be uploaded to the SEDEX platform?

Yes, according to SEDEX requirements, all SMETA audit reports must be uploaded to the SEDEX platform, even for non-member companies. Once uploaded, both the company and the auditing organization can access the results. The factory can also choose to share the report with clients who have the proper access.

6. Does SMETA issue certificates?

No, SMETA audits do not issue certificates. Instead, the audit report provides a detailed evaluation of a company’s performance, compliance scores, and areas for improvement. Whether a company “passes” the audit depends on the final evaluation of the customer. Different buyers may have different conclusions based on the audit findings.

7. How can I view and share the SMETA audit report?

Once a SMETA audit report is uploaded to the SEDEX platform, the company, the auditing organization, and SEDEX can view the report. After the report is uploaded, the factory can choose to release the report and share it with authorized clients. The company can manage permissions through SEDEX platform settings.

8. How should I prepare for a SEDEX/SMETA audit?

To prepare for a SEDEX/SMETA audit, companies should ensure they meet the required standards in areas such as labor rights, health and safety, environmental protection, and business ethics. It’s important to organize relevant documentation such as wage records, health and safety inspection reports, and environmental compliance records. Additionally, all departments should cooperate, as auditors may conduct employee interviews to understand the company’s operations.

9. What is the validity period of a SMETA audit report?

SMETA audit reports do not have a fixed validity period. However, different buyers may set specific validity periods for their own purposes. Typically, businesses undergo comprehensive audits annually or every two years to ensure continuous compliance with social responsibility standards.

10. How do I choose the right auditing organization?

When selecting an auditing organization, companies should consider factors such as the organization’s qualifications, experience, and whether it is SEDEX-registered. Different retailers and brands may have specific requirements, so businesses should ensure they choose an auditing organization that meets their client’s specific demands.

11. How can I ensure I pass the SMETA audit?

To ensure success in a SMETA audit, companies must:

  • Ensure operations comply with international labor standards, health and safety regulations, environmental laws, and business ethics.
  • Prepare relevant documents and ensure all measures are effectively implemented.
  • Conduct self-assessments and make necessary improvements before the audit to address potential issues.

12. What is the difference between SEDEX and SMETA certifications?

SEDEX is a platform that facilitates ethical trade, while SMETA is the ethical trade audit standard provided by SEDEX. Companies that are SEDEX registered can perform SMETA audits on the platform and share the results with their clients, showcasing their commitment to social responsibility and ethical trade.

13. How do I apply for SEDEX registration (Sedex Registration)?

Non-member companies must follow SEDEX’s registration guidelines to become a member. This includes completing the self-assessment questionnaire (SAQ). You can contact SEDEX’s help center for detailed instructions on registration and payment processes.

14. What is the difference between a SMETA 2 Pillar audit and a SMETA 4 Pillar audit?

SMETA audits are conducted in two types: 2P (2 Pillar) and 4P (4 Pillar). The 2P audit focuses on labor standards and health & safety, while the 4P audit includes these two areas as well as environmental protection and business ethics. Therefore, the 4P audit is more comprehensive and suitable for companies that require a thorough assessment of their corporate social responsibility practices.

15. Is a follow-up audit required?

A follow-up audit may be required depending on the buyer’s specifications, particularly if non-compliance issues are found during the SMETA audit. Businesses should confirm with their buyers whether a follow-up audit is necessary and ensure all non-compliance items are addressed.

At Top Jewelry Ltd, we are proud to hold a Sedex 4 Pillar audit report and undergo annual updates to ensure continuous compliance with Sedex standards. If you need more information or would like to see our latest audit report, please feel free to contact us at sales@top-jewelry.cn or sales@top-jewelry.net.

Related articles:

*What is Sedex Certification?

*What is SMETA?

*What is the difference between SEDEX 2P and 4P audit?

*Conditions for Different Brands Accepting SEDEX Reports

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what is sedex audit,what is sedex certification,what is sedex
SEDEX/SMETA Audit: Frequently Asked Questions